A Phase 1 Study of cytokine-induced memory-like (CIML) NK cells with venetoclax as consolidation therapy in AML

The purpose of this research study is to test the safety and to explore the effectiveness
of infusing cytokine- induced memory-like (CIML) natural killer (NK) cells in combination
with Interleukin-2 (IL-2) and standard-of-care venetoclax as a treatment for Acute
Myeloid Leukemia (AML).

Names of the study therapies involved in this study are:

- Lymphodepleting therapy with Fludarabine and Cyclophosphamide prior to CIML NK cell
infusion

- CIML NK (a cellular therapy)

- IL-2 (a recombinant, human glycoprotein)

- Venetoclax (a selective inhibitor of BCL-2 protein)

Inclusion Criteria for Trial Enrollment (Screening Visit #1):

- Diagnosis of acute myeloid leukemia (AML)

- Age ≥ 18 years old

- At time of screening patient is being treated with HMA(azacitidine or decitabine) +
venetoclax therapy and has received at least 1 cycle of HMA (azacitidine or
decitabine) + venetoclax. Patients can have received other lines of therapy prior to
HMA + venetoclax therapy including prior chemotherapy and any prior stem cell
transplant, provided that the stem cell transplant is > 6 months prior with no
ongoing need for immunosuppressive therapy for active graft-versus-host disease.

- Presence of molecular risk factors for relapse with continued HMA + venetoclax
therapy as defined by any of the following present at the time of diagnosis or start
of HMA + venetoclax therapy (these do not need to be present at the time the
screening BM biopsy):

- 2022 ELN adverse risk karyotype: t(6;9)(p23.3;q34.1)/DEK::NUP214;
t(v;11q23.3)/KMT2A-rearranged; t(9;22)(q34.1;q11.2)/BCR::ABL1;
t(8;16)(p11.2;p13.3)/KAT6A::CREBBP; inv(3)(q21.3q26.2) or t(3;3)(q21.3;q26.2)/
GATA2, MECOM(EVI1), t(3q26.2;v)/MECOM(EVI1)-rearranged; -5 or del(5q); -7;
Complex karyotype, monosomal karyotype

- 2022 ELN adverse risk mutations: Any one of the following mutations: Mutated
TP53, ASXL1, BCOR, EZH2, RUNX1, SF3B1, SRSF2, STAG2, U2AF1, and/or ZRSR2

- Additional mutations associated with acquired resistance to venetoclax: Mutated
NRAS, KRAS, FLT3 ITD/TKD

- ECOG performance status ≤2 (see Appendix A)

- Participants must meet the following organ function as defined below:

- Direct bilirubin: ≤1.5 x institutional upper limit of normal (ULN) (except
Gilbert's or disease-related hemolysis, then < 3 x ULN)

- AST(SGOT)/ALT(SGPT): ≤3 x institutional ULN

- creatinine clearance ≥ 45 mL/min; calculated by the Cockcroft Gault formula

- oxygen saturation ≥ 90% on room air

- left ventricular ejection fraction ≥ 40%

- Negative pregnancy test for women of childbearing potential only.

- The effects of CIML NK cells and IL-2 on the developing human fetus are unknown. For
this reason, women of child-bearing potential and men must agree to use adequate
contraception (hormonal or barrier method of birth control; abstinence) prior to
study entry and for the duration of study participation. Should a woman become
pregnant or suspect she is pregnant while she or her partner is participating in
this study, she should inform her treating physician immediately. Men treated or
enrolled on this protocol must also agree to use adequate contraception prior to the
study and until 4 months after the last IL-2 dose administration.

- Participants with current symptoms of cardiac disease should have a clinical risk
assessment of cardiac function using the New York Heart Association Functional
Classification. To be eligible for this trial, participants should be class 2B or
better.

- Participants with a prior or concurrent malignancy whose natural history or
treatment does not have the potential to interfere with the safety or efficacy
assessment of the investigational regimen are eligible for this trial.

- Ability to understand and the willingness to sign a written informed consent
document. (Providing consents in as many languages as possible is encouraged)

- Subjects must be able to swallow pills.

- No laboratory evidence of ongoing hemolysis in opinion of investigator
(demonstration of hemolysis should include a haptoglobin level that is below assay).

Exclusion Criteria for Trial Enrollment (Screening visit #1)

- Prior allogeneic stem cell transplant, organ transplant or donor lymphocyte infusion
(DLI), CAR-T cell or NK cell therapy

- Persisting Grade > 1 non hematologic toxicity related to prior therapy; however,
alopecia, sensory neuropathy Grade ≤ 2, or other Grade ≤ 2 not constituting a safety
risk based on investigator's judgment are acceptable.

- Autoimmune disease: Patients with a history of inflammatory bowel disease, including
ulcerative colitis and Crohn's Disease, are excluded from this study, as are
patients with a history of symptomatic disease disease requiring any steroids >> the
equivalent dose of 10 mg of prednisone or other immunosuppressive therapies at the
time of this screening visit (e.g., rheumatoid arthritis, systemic progressive
sclerosis [scleroderma], systemic lupus erythematosus, autoimmune vasculitis [e.g.,
Wegener's Granulomatosis]) and motor neuropathy considered of autoimmune origin
(e.g. Guillain-Barre Syndrome and Myasthenia Gravis). Patients with Hashimoto's
thyroiditis are eligible to go on study.

- Pregnant women are excluded from this study because of the unknown teratogenic risk
of CIML NK cells and IL-2 and with the potential for teratogenic or abortifacient
effects by Flu/Cy chemotherapy regimen. Because there is an unknown but potential
risk for adverse events in nursing infants secondary to treatment of the mother with
CIML NK cells and IL-2, breastfeeding should be discontinued if the mother is
treated on this study.

- HIV-positive participants are ineligible because of the potential for
pharmacokinetic interactions with anti-retroviral agents used in this study. In
addition, these participants are at increased risk of lethal infections when treated
with marrow suppressive therapy.

- Individuals with active uncontrolled hepatitis B or C are ineligible as they are at
high risk of lethal treatment-related hepatotoxicity after conditioning therapy.

- Individuals with a history of a different malignancy are ineligible except for the
following circumstances: 1. History of other malignancy and have had complete
remission of disease for at least 2 years; 2. Diagnosed and treated within the past
2 years for: nonmetastatic melanoma, surgically resected (not needing systemic
chemotherapy) squamous cell carcinoma of skin and nonmetastatic prostate cancer not
needing systemic chemotherapy.

- History of severe allergic reactions attributed to compounds of similar chemical or
biologic composition to IL-2 or other agents used in study.

- Participants who are receiving any other investigational agents for this condition

- Uncontrolled intercurrent illness including, but not limited to, ongoing or active
infection, symptomatic congestive heart failure, unstable angina pectoris or cardiac
arrhythmia, or psychiatric illness/social situations that would limit compliance
with study requirements.

- Prior history of Grade 2 or higher hemolytic anemia (≥ 2g decrease in hemoglobin
plus laboratory evidence of hemolysis) from any cause.

Inclusion Criteria to Start Investigational Treatment Plan (Screening visit #2)

- Patient was eligible for protocol per section 3.1.

- Repeat bone marrow biopsy at this time shows a complete remission (CR) or complete
remission with incomplete count recovery (CRi) or morphologic leukemia free state
(MLFS) (< 5% blasts) but with presence of measurable residual disease (MRD+). MRD
can be determined by either flow cytometry, next generation sequencing or PCR.
Patients with only persistent DNMTA, TET2 or ASXL1 mutations will not qualify as
MRD+ as these DTA mutations without other comutations are associated with clonal
hematopoiesis. OR

- Repeat bone marrow biopsy at this time shows 5-19% residual myeloblasts in the bone
marrow by either bone marrow aspirate or core biopsy.

- Confirmed haploidentical or fully HLA-matched related donor that is willing and
eligible for non-mobilized collection.

- ECOG performance status ≤2 (see Appendix A)

- Participants must meet the following laboratory and organ function as defined below:

- Direct bilirubin: ≤1.5 x institutional upper limit of normal (ULN) (except
Gilbert's or disease-related hemolysis, then < 3 x ULN)

- AST(SGOT)/ALT(SGPT): ≤3 x institutional ULN

- creatinine clearance ≥ 45 mL/min; calculated by the Cockcroft Gault formula

- oxygen saturation ≥ 90% on room air

- left ventricular ejection fraction (LVEF) ≥ 40%

- No significant change in clinical status that would, in the opinion of the
investigator, increase the risk of adverse events associated with CIML NK infusion,
(e.g., symptomatic congestive heart failure, unstable angina, cardiac arrhythmia)

- Negative pregnancy test for women of childbearing potential only.

- Subjects must be able to swallow pills.

Exclusion Criteria to Start Investigational Treatment Plan (Screening visit #2)

- No live vaccines within the last 6 months.

- No ongoing or active infections.

- Moderate/strong inhibitors of CYP3A except of antifungal medications (such as
posaconazole, voriconazole) which the patient is on and the dose of venetoclax has
already been adjusted. These are excluded as moderate/strong inhibitors of CYP3A
induce higher drug levels of venetoclax which in turns carry the risk of CIML NK
cell elimination.

- The presence of donor-specific antibodies (DSAs) with mean fluorescence intensity
(MFI) >1000 using a standard assay in subjects who do not receive a desensitization
protocol prior to and during stem cell transplant.

Criteria to Receive Lymphodepletion on Day -5

- Adequate organ function within 24 hours of lymphodepletion as defined below:

- Direct bilirubin: ≤ 1.5 x institutional upper limit of normal (ULN) (except
Gilbert's or disease-related hemolysis, then < 3 x ULN)

- AST (SGOT)/ALT (SGPT): ≤ 3 x institutional ULN

- No significant change in clinical status that would, in the opinion of the
investigator, increase the risk of adverse events associated with lymphodepletion,
(e.g., significant hypoxemia, symptomatic congestive heart failure, unstable angina,
cardiac arrhythmia)

- No evidence of active, uncontrolled infection. Patients receiving antibiotics for an
infection may be treated if they have clinically responded to antibiotics. These
cases should be reviewed with the study PI before proceeding.

- No live vaccines within the last 6 months

Criteria to Receive CIML NK Infusion

- Adequate organ function within 24 hours of NK cell infusion as defined below:

- Direct bilirubin: ≤1.5 x institutional upper limit of normal (ULN) (except
Gilbert's or disease-related hemolysis, then < 3 x ULN)

- AST(SGOT)/ALT(SGPT): ≤3 x institutional ULN

- Creatinine clearance ≥ 45 mL/min; calculated by the Cockcroft Gault formula

- No Grade ≥3 non-hematologic toxicities of cyclophosphamide and fludarabine
conditioning (except for Grade 3 nausea, vomiting, diarrhea, or constipation).

- No significant change in clinical status that would, in the opinion of the
investigator, increase the risk of adverse events associated with CIML NK infusion,
(e.g., significant hypoxemia, symptomatic congestive heart failure, unstable angina,
cardiac arrhythmia)

- No evidence of active, uncontrolled infection. Patients receiving antibiotics for an
infection may be treated if they have clinically responded to antibiotics. These
cases should be reviewed with the study PI before proceeding.

- No systemic steroid therapy (oral or IV) of > 10mg prednisone or equivalent dose of
other steroid agent on the day of NK cell infusion

If any of the above criteria are noted at these time points, please discuss with PI the
benefits/risks of proceeding with the CIML infusion and document rationale for course of
action taken in study regulatory binder. However, patient may still receive CIML NK
infusion if relevant parameters are reviewed and both PI and IND holder agree with
proceeding.

If inclusion/exclusion criteria are not met on planned day of CIML NK cell infusion, the
NK cell infusion may be delayed for up to 24 hours to enable inclusion criteria to be
met.

Criteria to Receive Venetoclax

- Adequate organ function within 24 hours of venetoclax initiation as defined below:

- Total bilirubin: ≤1.5 x institutional upper limit of normal (ULN) (except
Gilbert's or disease-related hemolysis, then < 3 x ULN)

- AST(SGOT)/ALT(SGPT): ≤3 x institutional ULN

- No Grade ≥3 non-hematologic toxicities of cyclophosphamide and fludarabine
conditioning (except for Grade 3 nausea, vomiting, diarrhea, or constipation).

- No significant change in clinical status that would, in the opinion of the
investigator, increase the risk of adverse events associated with venetoclax
administration, (e.g., significant hypoxemia, symptomatic congestive heart failure,
unstable angina, cardiac arrhythmia, severe ongoing tumor lysis syndrome)

- No evidence of active, uncontrolled infection. Patients receiving antibiotics for an
infection may be treated if they have clinically responded to antibiotics. These
cases should be reviewed with the study PI before proceeding.

- No live vaccines within the last 6 months